Billionaire Gautam Adani and nephew agree to pay $18 million in SEC settlement over fraud allegations
Gautam Adani, chairman of Adani Group, during the inauguration ceremony for the Navi Mumbai International Airport in Navi Mumbai, India,…
Tag: SEC
Gautam Adani Agrees to Pay $6 Million to Settle SEC Fraud Case
Gautam Adani agreed to pay $6 million to settle Securities and Exchange Commission allegations that he broke US securities rules…
SEC Proposal for Semiannual Reporting Faces Pushback
The Reddit-based retail investor community famous for launching the meme-stock phenomenon filed a public comment Tuesday opposing a proposed shift…
SEC Push Could Shape Future Crypto Rules
Key Takeaways Regulators discussed modernizing securities frameworks as crypto remains part of the SEC’s broader policy agenda. Officials discussed reducing…
BlackRock files second tokenized fund with SEC, doubling down on Securitize
BlackRock has filed a second Securitize‑powered tokenized fund with the SEC, signaling BUIDL’s $2.3B success is becoming a repeatable on‑chain…
SEC delay on prediction markets ETFs has echoes of bitcoin fund battle
Prediction markets ETFs may soon be coming to retail investors and even into retirement plans, but maybe just not as…
SEC hint sparks prediction market ETF debate
SEC Commissioner Hester Peirce has drawn attention to prediction markets after discussing their growth during a May 8 speech. Summary…
Two Good to Be True? The SEC Proposes Optional Semiannual Reporting
By Robert L. Kimball, Katherine Terrell Frank, Alex Bahn, Jon Solorzano, Alexandra M. Lewis, Chloe Schmergel, Josh Rutenberg, Randy Thomas,…
SEC Commissioner Urges Restraint on Crypto Rules as Retail Trading Expands
Key Takeaways Peirce said regulators should understand evolving markets before deciding whether new rules are needed. Retail investors continue trading…
Judge to Review Musk, SEC Settlement Deal in Twitter Stake Case
A federal judge is asking for more information about a proposed settlement between Elon Musk and the US Securities and…